《基金法律法规》考试大纲（2017年度修订）（英文版）

中国证券投资基金业协会(以下简称“协会”)进一步丰富考试组织形式，为行业提供多样化的考试服务，推出英文语种的基金从业资格预约式考试。次次分享的是《基金法律法规》考试大纲(2017年度修订)(英文版)。

Syllabus of the Licensing Examination for Fund Practitioners

Fund-related Laws and Regulations, Professional Ethics and Code of Conduct

(Amended in 2017)

1. Overall Objective

Fund practitioners shall comply with Law of the People's Republic of China on Securities Investment Funds, other laws and regulations promulgated by the securities regulatory authorities under the State Council, and self-disciplinary rules and professional ethics established by self-disciplinary organizations of the industry. Fund practitioners shall also master the code of professional conduct. In order to enhance compliance awareness of fund practitioners, and improve their professional ethics and standards, the subject of Fund-related Laws and Regulations, Professional Ethics and Code of Conduct is hereby set up.

2. Proficiency Level

Proficiency level is comprised of three levels: master, comprehend, and know-about. Each defines the minimum requirement for the candidates’ competency in applying professional knowledge.

(1) Master: An examinee shall fully understand and apply the knowledge related to the learning object in the exam and fund practice.

(2) Comprehend: An examinee shall fully understand the concept, idea, principle, meaning and scope of the knowledge related to the learning object.

(3) Know-about: An examinee shall have a basic knowledge of what is related to the learning object.

3. Examination Contents and Proficiency Requirements

An examinee shall, based on the examination contents of this subject and requirements for proficiency level, understand or use the following applicable laws, regulations, professional ethics and code of conduct in daily work, stick to the professional values, comply with the professional ethics and maintain the professional attitude.

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